Cindy Xinyi Li

CE No. AXU814 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Xinyi Li (), a licensed former licensee with CE reference AXU814. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2011-08-08 2013-01-24
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-08-08 2013-01-24

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