Yuk Wa (SFC:AXU695) Lee
李玉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Wa (SFC:AXU695) Lee (李玉華), a licensed former licensee with CE reference AXU695. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-12 | 2019-03-29 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-12 | 2019-03-29 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-04 | 2012-07-04 |