Huay Yi Kwok
郭蕙儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huay Yi Kwok (郭蕙儀), a licensed former licensee with CE reference AXU675. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-21 | 2015-01-14 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-21 | 2015-01-14 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-21 | 2015-01-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-28 | 2014-06-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-28 | 2014-06-24 |
| Chief Financial Capital Limited 致富金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-28 | 2014-06-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-04 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-04 | 2012-08-22 |