Huay Yi Kwok
郭蕙儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huay Yi Kwok (郭蕙儀), a licensed former licensee with CE reference AXU675. This person has 2.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-21 | 2015-01-14 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-21 | 2015-01-14 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-21 | 2015-01-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-28 | 2014-06-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-28 | 2014-06-24 |
| Chief Financial Capital Limited 致富金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-28 | 2014-06-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-04 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-04 | 2012-08-22 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Huay Yi Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.