Yu San Pun

潘宇燊
CE No. AXT651 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu San Pun (潘宇燊), a licensed former licensee with CE reference AXT651. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2018-09-14 2019-07-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2018-09-14 2019-07-08
SG Asset Finance (Hong Kong) Limited Rep Type 1 - Dealing in securities 2012-09-03 2013-11-19
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2012-09-03 2013-11-19
SG Asset Finance (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2012-09-03 2013-11-19
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2011-08-08 2012-03-19
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-08-08 2012-03-19

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