Yu San Pun
潘宇燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu San Pun (潘宇燊), a licensed former licensee with CE reference AXT651. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-14 | 2019-07-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-14 | 2019-07-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-09-03 | 2013-11-19 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-03 | 2013-11-19 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-09-03 | 2013-11-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2012-03-19 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-08 | 2012-03-19 |