Yeuk Kai Lo
盧若佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeuk Kai Lo (盧若佳), a licensed former licensee with CE reference AXT603. This person has 0.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-16 | 2012-07-09 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-16 | 2012-07-09 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-01-16 | 2012-07-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2011-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-03 | 2011-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-03 | 2011-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yeuk Kai Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.