Takahiro (SFC:AXT098) Mori
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takahiro (SFC:AXT098) Mori ( ), a licensed former licensee with CE reference AXT098. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-29 | 2012-01-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-29 | 2012-01-17 |