Morgan Clothier Harting

CE No. AXT012 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morgan Clothier Harting (), a licensed former licensee with CE reference AXT012. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2022-05-25 2022-05-26
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2021-11-16 2021-11-17
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2021-01-27 2021-01-29
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2020-07-02 2020-07-02
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2019-03-14 2019-03-15
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2018-10-25 2018-10-26
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2018-03-06 2018-03-09
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2017-12-06 2017-12-08
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2017-09-20 2017-09-22
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2017-04-24 2017-04-26
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2016-12-05 2016-12-05
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2016-05-06 2016-05-10
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2015-04-16 2015-04-17
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2014-10-07 2014-10-09
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2014-02-10 2014-02-14
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2011-08-17 2011-08-18

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