Rachel Selah Farrell

CE No. AXS836 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Selah Farrell (), a licensed former licensee with CE reference AXS836. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
RO Type 1 — Dealing in securities 2015-12-14 2017-04-07
JPMorgan Asset Management (Asia Pacific) Limited RO Type 4 — Advising on securities 2015-12-14 2017-04-07
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
RO Type 4 — Advising on securities 2015-12-14 2017-04-07
JPMorgan Asset Management (Asia Pacific) Limited RO Type 9 — Asset management 2015-12-14 2017-04-07
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
RO Type 9 — Asset management 2015-12-14 2017-04-07
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 4 — Advising on securities 2014-12-03 2015-12-14
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 9 — Asset management 2014-12-03 2015-12-14
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 9 — Asset management 2014-12-03 2015-12-14
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 1 — Dealing in securities 2011-07-29 2015-12-14
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 4 — Advising on securities 2011-07-29 2015-12-14

Related