Rachel Selah Farrell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Selah Farrell ( ), a licensed former licensee with CE reference AXS836. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-14 | 2017-04-07 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2015-12-14 | 2017-04-07 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2015-12-14 | 2017-04-07 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | 2015-12-14 | 2017-04-07 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2015-12-14 | 2017-04-07 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-12-03 | 2015-12-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2014-12-03 | 2015-12-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-12-03 | 2015-12-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-29 | 2015-12-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-29 | 2015-12-14 |