Scott Thomas Prebola
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Thomas Prebola, a licensed former licensee with CE reference AXS797. This person has 11.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-02 | 2023-03-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-02 | 2015-01-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-08-02 | 2015-01-26 |