James Alexander Thomas Govan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alexander Thomas Govan ( ), a licensed former licensee with CE reference AXS677. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2011-08-26 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-19 | 2011-08-26 |