James Alexander Thomas Govan

CE No. AXS677 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alexander Thomas Govan (), a licensed former licensee with CE reference AXS677. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2011-08-19 2011-08-26
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 4 — Advising on securities 2011-08-19 2011-08-26

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