Ying (SFC:AXS473) Lu
盧瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:AXS473) Lu (盧瑩), a licensed former licensee with CE reference AXS473. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-18 | 2016-08-09 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-18 | 2014-06-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2016-08-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2013-02-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-01 | 2016-08-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-01 | 2013-02-20 |