Xin (SFC:AXS320) Li
李欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:AXS320) Li (李欣), CE reference AXS320. Currently licensed at 1 firm(s): Yue Xiu Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-03 | present |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-03 | present |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-30 | 2023-10-16 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-30 | 2023-10-16 |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-30 | 2023-10-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-07-31 | 2019-12-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-08 | 2019-12-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-08 | 2018-07-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-29 | 2016-02-22 |