Lydia Teagan Elizabeth Stringer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lydia Teagan Elizabeth Stringer ( ), a licensed former licensee with CE reference AXR352. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-12-04 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-12-04 | 2024-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2015-08-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-12 | 2017-09-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2012-09-12 | 2015-08-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2012-09-12 | 2017-09-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-09-12 | 2013-07-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2012-06-12 |