Dominic Kwok Wai Bow
鮑國維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Kwok Wai Bow (鮑國維), CE reference AXR265. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-08 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-08 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-21 | 2016-01-21 |