Zoe Sze Wing Yu
余思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zoe Sze Wing Yu (余思穎), a licensed former licensee with CE reference AXR155. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-21 | 2024-07-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-03-21 | 2024-07-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-14 | 2024-07-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-22 | 2024-07-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-22 | 2013-02-15 |