Mingming Gu
顧明明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingming Gu (顧明明), a licensed former licensee with CE reference AXR152. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-11 | 2015-06-10 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-25 | 2013-02-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2012-10-18 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-10 | 2012-10-18 |