Yi (SFC:AXQ878) Zhang
張一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AXQ878) Zhang (張一), a licensed former licensee with CE reference AXQ878. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR Capital Investment Management Limited | Rep | Type 4 — Advising on securities | 2018-10-03 | 2019-12-27 |
| CR Capital Investment Management Limited | Rep | Type 9 — Asset management | 2018-10-03 | 2019-12-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-25 | 2017-04-03 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-25 | 2017-04-03 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-25 | 2017-04-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2016-01-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2016-01-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-29 | 2016-01-16 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-21 | 2012-10-31 |