Xiaoquan Yuan
袁小荃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoquan Yuan (袁小荃), a licensed former licensee with CE reference AXQ519. This person has 2.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-05 | 2014-09-30 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-05 | 2014-09-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-06 | 2013-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-18 | 2012-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-07-18 | 2012-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-07-18 | 2012-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-07-18 | 2012-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-18 | 2012-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-18 | 2012-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoquan Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.