Brian Jing Hei Lam
林政熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Jing Hei Lam (林政熹), a licensed former licensee with CE reference AXQ385. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-09 | 2015-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-27 | 2012-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-07-27 | 2012-10-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-07-27 | 2012-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-07-27 | 2012-10-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-27 | 2012-10-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-07-27 | 2012-10-03 |