Zhenni Wu
吳貞妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhenni Wu (吳貞妮), a licensed former licensee with CE reference AXQ374. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-10 | 2015-08-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-07-18 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-07-18 | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-07-18 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-07-18 | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-07-18 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-07-18 | 2012-01-11 |