Xi (SFC:AXP599) Shen
沈璽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:AXP599) Shen (沈璽), a licensed former licensee with CE reference AXP599. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2013-09-23 | 2018-07-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-15 | 2013-01-24 |