Wing Ka Yu
余穎嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ka Yu (余穎嘉), a licensed former licensee with CE reference AXO694. This person has 7.0 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-09-03 | 2019-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-09-03 | 2019-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-03 | 2019-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-29 | 2019-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | 2019-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2014-10-29 | 2019-01-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2014-10-29 | 2019-01-08 |
| PDT Partners (HK) Limited | Rep | Type 9 - Asset management | 2013-01-03 | 2014-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-28 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-11-28 | 2013-01-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-11-28 | 2013-01-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-11-28 | 2013-01-01 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Ka Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Susumu Koshiba | PDT Partners (HK) Limited | 2013–2014 |
| Christopher Markus Robertson | PDT Partners (HK) Limited | 2013–2014 |
| Douglas John Gschwind | PDT Partners (HK) Limited | 2013–2014 |
| Daniel James Pugh | PDT Partners (HK) Limited | 2013–2014 |