Raymond Kai Ming Hung
洪啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kai Ming Hung (洪啟明), a licensed former licensee with CE reference AXO515. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2013-01-21 | 2016-09-16 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2013-01-21 | 2016-09-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-07-06 | 2012-02-09 |