Benjamin Jeremy Spannaus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Jeremy Spannaus ( ), a licensed former licensee with CE reference AXM538. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | 2026-02-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-01 | 2026-02-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-02-07 | 2014-12-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-07 | 2014-12-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-02-07 | 2014-12-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-11-04 | 2012-02-04 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-04 | 2012-02-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-11-04 | 2012-02-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-07-13 | 2011-10-12 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-13 | 2011-10-12 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-13 | 2011-10-12 |