Yun (SFC:AXM323) Zhou
周蘊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:AXM323) Zhou (周蘊), CE reference AXM323. Currently licensed at 1 firm(s): Sino-Ocean Investment Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-19 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
RO | Type 9 — Asset management | 2023-01-19 | present |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-24 | 2023-01-19 |
| Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-24 | 2023-01-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-28 | 2013-07-31 |