Anex Wing On Tao
杜榮安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anex Wing On Tao (杜榮安), a licensed former licensee with CE reference AXL992. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2014-08-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-06-21 | 2014-08-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-21 | 2014-08-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2011-06-21 | 2014-08-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-06-21 | 2014-08-16 |