Chun Nok Ng
吳俊諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Nok Ng (吳俊諾), a licensed former licensee with CE reference AXL883. This person has 2.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-26 | 2014-06-16 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2012-06-04 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-03 | 2012-06-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Nok Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.