Andrew Bogen Caplan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Bogen Caplan ( ), a licensed former licensee with CE reference AXL861. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-23 | 2012-09-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-23 | 2012-09-28 |