Lei Fan
樊磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Fan (樊磊), a licensed former licensee with CE reference AXL810. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-11 | 2015-04-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-08 | 2012-06-14 |