Guy Jonathan Edwin Remington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guy Jonathan Edwin Remington ( ), a licensed former licensee with CE reference AXL780. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2015-08-20 | 2018-10-02 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2015-08-20 | 2018-10-02 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2015-08-20 | 2018-10-02 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-19 | 2018-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-04 | 2015-08-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-07-04 | 2015-08-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2015-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2011-07-04 | 2013-09-23 |