Ginny Sai Wun Ma
馬世媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ginny Sai Wun Ma (馬世媛), a licensed former licensee with CE reference AXL657. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-11 | 2021-07-30 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
RO | Type 9 — Asset management | 2021-01-11 | 2021-07-30 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-16 | 2021-01-11 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-16 | 2021-01-11 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-01 | 2020-08-14 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
RO | Type 9 — Asset management | 2019-11-01 | 2020-08-14 |
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-12 | 2018-03-31 |
| Pinestone Securities Limited 鼎石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-30 | 2015-01-12 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-07 | 2012-01-16 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-07 | 2012-01-16 |