Takayuki (SFC:AXL566) Suzuki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takayuki (SFC:AXL566) Suzuki ( ), a licensed former licensee with CE reference AXL566. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-13 | 2019-02-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-13 | 2019-02-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-07-05 | 2018-07-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-07-05 | 2018-07-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-03-12 | 2018-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-05 | 2016-05-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-05 | 2016-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-17 | 2015-09-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-17 | 2015-09-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-23 | 2015-02-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-23 | 2015-02-18 |