Qi (SFC:AXK896) Liu
劉琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:AXK896) Liu (劉琦), a licensed former licensee with CE reference AXK896. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-11 | 2015-07-02 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-03-11 | 2015-07-02 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-25 | 2015-03-11 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-25 | 2015-03-11 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-15 | 2012-06-13 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-15 | 2012-06-13 |