Paul Tsz Ying Siu
蕭鋕應
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Tsz Ying Siu (蕭鋕應), a licensed former licensee with CE reference AXK861. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-16 | 2018-12-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-28 | 2018-01-24 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-28 | 2018-01-24 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-16 | 2015-06-11 |