Zhan Wu
吳戰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhan Wu (吳戰), a licensed former licensee with CE reference AXK347. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-09 | 2013-03-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-09 | 2013-03-01 |