Clinton James Luke Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clinton James Luke Wong ( ), a licensed former licensee with CE reference AXI819. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-06-24 | 2024-06-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-29 | 2016-07-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-02 | 2014-11-20 |