Wing Chi Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chi Wu (胡穎芝), a licensed Representative with CE reference AXI660. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-17 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-17 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-11 | 2013-12-06 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-27 | 2013-12-06 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-27 | 2013-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Chi Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.