Chi Wai (SFC:AXI311) Chan
陳志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai (SFC:AXI311) Chan (陳志偉), CE reference AXI311. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-09-12 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-12 | 2025-06-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-12 | 2025-06-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-09-12 | 2025-06-05 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-24 | 2024-02-14 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-06-24 | 2024-02-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-03-10 | 2021-06-20 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-03-10 | 2017-07-14 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-25 | 2017-07-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2021-06-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-25 | 2021-06-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-25 | 2017-03-10 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-25 | 2021-06-20 |