Nicholas Scott Nelson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Scott Nelson ( ), a licensed former licensee with CE reference AXI169. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-15 | 2019-03-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-04-20 | 2018-04-26 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-02-24 | 2017-03-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-05-29 | 2015-06-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-06-01 | 2014-11-20 |