Richard Steven Le-Gallez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Steven Le-Gallez ( ), a licensed former licensee with CE reference AXI089. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2011-08-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-25 | 2011-08-20 |