Michael Edsall Carboy

康博文
CE No. AXI003 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Edsall Carboy (康博文), a licensed former licensee with CE reference AXI003. This person has 1.3 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
DWS Investments Hong Kong Limited
德意志投資香港有限公司
Rep Type 4 - Advising on securities 2011-05-25 2012-09-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Edsall Carboy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
William Lance Barbour DWS Investments Hong Kong Limited 2011–2012
Juan Edward Tan DWS Investments Hong Kong Limited 2011–2012
Veronica Tze Ying Cheng DWS Investments Hong Kong Limited 2011–2012
Lihui Chen DWS Investments Hong Kong Limited 2011–2012
Lei Mei Chu DWS Investments Hong Kong Limited 2011–2012
Kurt William Roeloffs Jr DWS Investments Hong Kong Limited 2011–2012
Peter Patrick Galgay DWS Investments Hong Kong Limited 2011–2012
Murshidah Binte Mohd DWS Investments Hong Kong Limited 2011–2012
Christopher Theo Robinson DWS Investments Hong Kong Limited 2011–2012
Michele Mi-Kyung Bang DWS Investments Hong Kong Limited 2011–2012
Mark Wen Wai Cho DWS Investments Hong Kong Limited 2011–2012
Daniel William Ekins DWS Investments Hong Kong Limited 2011–2012
Stephen Paul Harris DWS Investments Hong Kong Limited 2011–2012
Siok Kuan Tham DWS Investments Hong Kong Limited 2011–2012
Grace Weiying Yan DWS Investments Hong Kong Limited 2011–2012
Niel Thassim DWS Investments Hong Kong Limited 2011–2012
Kei Pong Cheng DWS Investments Hong Kong Limited 2011–2012
Wai Lim Leung DWS Investments Hong Kong Limited 2011–2012
Yuan Zhi Teo DWS Investments Hong Kong Limited 2011–2012
Sean Czoon Tan DWS Investments Hong Kong Limited 2011–2012
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