Alan Lik Kong Tang
鄧力綱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Lik Kong Tang (鄧力綱), a licensed former licensee with CE reference AXH988. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2014-04-30 | 2016-05-09 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2014-04-30 | 2016-05-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2012-07-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2011-05-30 | 2012-07-28 |