Siu Lun (SFC:AXH172) Chan
陳兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun (SFC:AXH172) Chan (陳兆麟), a licensed former licensee with CE reference AXH172. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-09 | 2014-10-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-09 | 2014-10-09 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-09 | 2014-10-09 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2011-07-26 |