Pan Yu Steffi Chen
陳芃余
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Yu Steffi Chen (陳芃余), a licensed former licensee with CE reference AXH004. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-12 | 2018-05-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-12 | 2018-05-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-12 | 2018-05-23 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2012-10-12 |