William Carter Brereton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Carter Brereton, a licensed former licensee with CE reference AXH003. This person has 1.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-09 | 2014-09-05 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-07-09 | 2014-09-05 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-19 | 2012-05-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-19 | 2012-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Carter Brereton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.