Joseph Chi Ho Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chi Ho Poon (潘之豪), a licensed Representative with CE reference AXG997. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-22 | present |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2015-05-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Chi Ho Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.