Joseph Chi Ho Poon
潘之豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chi Ho Poon (潘之豪), a licensed Representative with CE reference AXG997. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-22 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-06-22 | present |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2015-05-07 |