Chaim David Pizem
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaim David Pizem, a licensed former licensee with CE reference AXG988. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-26 | 2011-06-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-26 | 2011-06-13 |