Lan Lu
呂嵐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Lu (呂嵐), a licensed Responsible Officer with CE reference AXG986. Currently licensed at 1 firm(s): Manulife General Account Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife General Account Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2024-12-23 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 4 - Advising on securities | 2024-12-23 | present |
| Manulife General Account Investments (HK) Limited | RO | Type 9 - Asset management | 2024-12-23 | present |
| Manulife General Account Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2021-06-18 | 2024-12-23 |
| Manulife General Account Investments (HK) Limited | Rep | Type 4 - Advising on securities | 2021-06-18 | 2024-12-23 |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 - Asset management | 2021-06-18 | 2024-12-23 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2021-04-23 |