David James Kennedy

CE No. AXG973 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Kennedy (), a licensed former licensee with CE reference AXG973. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2011-05-19 2011-07-23
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2011-05-19 2011-07-23

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