Simon George Alston Pottinger

CE No. AXG797 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon George Alston Pottinger, a licensed former licensee with CE reference AXG797. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Northern Trust Company of Hong Kong Limited, The Rep Type 1 - Dealing in securities 2011-05-16 2011-06-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon George Alston Pottinger during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mei Mei Kwan Northern Trust Company of Hong Kong Limited, The 2011
Bradford Simonds Adams Jr Northern Trust Company of Hong Kong Limited, The 2011
Thomas Robert Benzmiller Northern Trust Company of Hong Kong Limited, The 2011
Robert Patrick Browne Northern Trust Company of Hong Kong Limited, The 2011
Andrew Robert Clayton Northern Trust Company of Hong Kong Limited, The 2011
Philip Fuk Yip Chiang Northern Trust Company of Hong Kong Limited, The 2011
Xing Cheng Northern Trust Company of Hong Kong Limited, The 2011
Sunil Prem Daswani Northern Trust Company of Hong Kong Limited, The 2011
Margret Eva Duvall Northern Trust Company of Hong Kong Limited, The 2011
Yumi Farquhar Northern Trust Company of Hong Kong Limited, The 2011
Madhu Kanth Gayer Northern Trust Company of Hong Kong Limited, The 2011
Simon Andrew Hutchinson Northern Trust Company of Hong Kong Limited, The 2011
Yee Ki Ho Northern Trust Company of Hong Kong Limited, The 2011
Mikiko Kawai Northern Trust Company of Hong Kong Limited, The 2011
Katherine Kar Pui Lee Northern Trust Company of Hong Kong Limited, The 2011
Tsui Ying Leung Northern Trust Company of Hong Kong Limited, The 2011
Ambrose Yin Ting Lee Northern Trust Company of Hong Kong Limited, The 2011
Margaret Man Nei Law Northern Trust Company of Hong Kong Limited, The 2011
Justin Daniel Miller Northern Trust Company of Hong Kong Limited, The 2011
Robert Paul Morgan Northern Trust Company of Hong Kong Limited, The 2011
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